AML Compliance Advisory Manager -Advisory Governance Lead

  • Company: Capital One
  • Location: Glen Allen, Virginia
  • Posted: January 27, 2017
  • Reference ID: R18394
East Shore 1 (12016), United States of America, Glen Allen, Virginia

AML Compliance Advisory Manager -Advisory Governance Lead

Title: AML Compliance Advisory Manager - Advisory Governance Lead
Level: Manager


Job Description:
The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results by:


-Providing guidance on business policies, standards, and procedures
-Developing and leading department training, as appropriate

-Providing guidance on line of business specific training
-Partnering with first line to ensure AML requirements are appropriate and adhered to

-Develop and maintain the AML Advisory Program document repository and management

-Partnering with Sanctions advisory to ensure Sanctions requirements are adhered to

Responsibilities:

-Manage a team who supports AML Advisory Governance
-Support AML Advisory Program through expert advice, influence adjustments to the processes, procedures
-Assist the AML Advisory Program in the development and maintenance of the Compliance Program documentation standards
-Identify industry AML trends in data and proactively provide resources on those identified external and internal risks
-Maintain understanding of Compliance Risk Management Framework and applicable laws and regulations
-Assist in capturing, maintaining, and analyzing capacity resources data within the AML Advisory programs, interpreting it to ensure consistency and adequate
-Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary
-Identify trends in data and proactively advise on identified external and internal risks

Basic Qualifications:
-High School Diploma, GED or equivalent certification, or Military experience

-At least 5 years of experience in Compliance, or at least 5 years of experience in Legal, or a least 5 years of experience in Audit, or at least 5years of experience in Risk Management


Preferred Qualifications:
-Bachelors Degree
-CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Association of Certified Anti Money Laundering Specialists)


At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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