Central Testing Oversight & Governance Director – Compliance
Title: Central Testing Oversight & Governance Director – Compliance
This Director of the Corporate Compliance Central Testing Oversight and Governance (CTOG) will direct an advanced level independent compliance testing and validation program. This will include managing the Independent Compliance Transaction Testing (ICTT) program and the Applicability and Control Review (ACR) program. This includes maintaining all processes that support these programs including overseeing the preparation of the annual plan development; maintaining the methodology and related technology systems; preparation of reports to senior management, senior management committees, and the board of directors; ensuring program quality; developing and delivering training; and ensuring effective communication across the broader program of over 100 associates. You will maintain all organizational and professional ethical standards, work independently under general supervision and exercise some latitude for initiative and independent judgment.
-Develop and maintain a high performing team in multiple locations responsible for oversight and governance program;
-Liaise with line of business test leads, who are responsible for independent test execution across the company, taking into consideration their feedback and suggestions on program operations and maintain a productive working relationship;
- Manage the implementation of testing procedures, including (but not limited to) identifying documentation and testing standards, defining finding criteria and reporting templates, determining review and supervision requirements, setting the calendar change management and approval process, and ensuring a closed loop process for quality assurance for overall process improvement;
-Explore and implement leading edge, innovative ideas for testing automation, data analysis, and visualization of risks and test results;
-Stay abreast of industry and regulatory trends;
-Assess trends from quality assurance activities and providing coaching to test leads as needed;
-Interact with internal and external auditors, Corporate Compliance senior leaders
-Maintain organizational and professional ethical standards, while monitoring compliance with ICTT procedures; and
-Promote and foster an environment that adheres to our Corporate values
Here's what we're looking for in an ideal associate:
As one of the “100 Best Companies to Work For,” you can look forward to coming to work every day with a team of people that are committed to excellence and doing the right thing.
At this time, Capital One will not sponsor a new applicant for employment authorization for this position.