Compliance Analyst
Location:
San Francisco , California
Posted:
November 22, 2017
Reference:
00412-9500895465

A prestigious investment firm in San Francisco is seeking a KYC/AML Compliance Supervisor to join their team immediately! This KYC/AML Compliance Supervisor will be tasked with supervising registration of broker dealers, retail and customer activities, and more. This KYC/AML Compliance Supervisor is REQUIRED to have an active Series 24 and experience with new investor client approval. As a KYC/AML Compliance Supervisor with this investment firm you will have the opportunity to work in a collaborative team environment with a company that puts their employees first. If you are a KYC/AML Compliance Supervisor and would like to hear more about this opportunity with this investment firm send your resume directly to Shannon.mcmahon@roberthalffs.com today as this position will be filled in 24 hours. This is a temporary position with the potential of becoming permanent depending on performance. This position will pay up to $35/hr DOE with the average pay being $30/hr. Success driven candidates who are available to start immediately and are currently living in San Francisco are encouraged to apply today!! Duties Include: - Supervising the registration of investor activities - Supervising general investor activities - Supervising retail and customer related activities - Supervising trading and market making activities -Assist in the new investor client approval - Supervising investment banking research - Additional duties as needed Apply directly to Shannon.mcmahon@roberthalffs.com


A little about us:
Founded in 1948, Robert Half (NYSE: RHI) is the world's first and largest specialized staffing services firm.

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