Compliance Consultant - Brighthouse Financial
Location:
Morristown , New Jersey
Posted:
June 30, 2017
Reference:
49302-en_US

                        

 

 

Job Location: United States : New Jersey : Morristown

 

 

In January 2016, MetLife announced a plan to pursue the separation of a substantial portion of its U.S. Retail segment. Once separated, the new business will be called Brighthouse Financial.

Brighthouse Financial will serve customers the way they want, need and deserve. It will focus on eliminating the complexity, confusion and cost that can get in the way of many Americans who are seeking financial security. We will bring products to the market that add value to our customers’ lives, and will be guided by a common set of values that focus on the customer and drive accountability.

Brighthouse Financial is seeking high-performing team members who are passionate about the company’s mission.  We are laser-focused on adding value to our customers and minimizing complexity in every decision and action. We are building high performing teams who set the bar high and hold each other accountable.

 

This associate will participate in the day-to-day administration of the Brighthouse Funds and Brighthouse Investment Adviser compliance programs through the maintenance of an inventory of regulations, the oversight of compliance controls, and performance of ongoing monitoring and testing of controls designed to ensure compliance with the relevant regulations.  In addition, the associate will be responsible for developing and implementing policies and procedures covering a variety of compliance issues for areas of business applicability.

 

 

 

  • Prepare for, participate in, analyze, and document Brighthouse Funds subadviser and service provider onsite due diligence meetings.
  • Participate in construction of required periodic Brighthouse Funds Board reports, including quarterly and annual compliance reports and the Section 15(c) annual subadviser contract renewal analysis.
  • Perform trend analysis on Brighthouse Funds subadvisory compliance reporting.
  • Consult with senior management to define policy or establish compliance standards and best practices for the lines of business; building critical relationships with internal clients, and documenting policies and procedures for implementation by the business.
  • Communicate compliance initiatives, issues, and objectives, and ensure that Compliance works to simplify requirements, where possible.
  • Perform other related duties as assigned or required.

 

 

  • Bachelor's Degree highly preferred. 
  • 3-5+ years of experience in investment advisory or investment management compliance with hands-on experience with drafting/monitoring/and testing compliance policies and procedures.
  • Demonstrated knowledge of the Investment Company Act of 1940 and/or Investment Advisers Act of 1940.
  • Experience evaluating third-party money managers and/or service providers.
  • Microsoft Office applications.
  • Excellent written, oral, organizational, analytical, and presentation skills.
  • Able to work on multiple projects simultaneously.
  • Able to work both independently and collaboratively. 

 

 

 

Several days per month.

 

 

Investment Management Compliance

 

 

1

 

 

 

 

In the Law Group, we strive to attract, develop and retain diverse talent with the potential to be future leaders of our department and of Brighthouse Financial as a whole. We seek legal and compliance professionals who demonstrate high intellectual capacity to understand complex matters facing our company, combined with strong leadership competencies to motivate and inspire higher performance by all our professionals. We take an active role in developing the skills of our talent and guiding their professional growth. By promoting skill development and career advancement for our professionals, we are better positioned to serve our internal business partners and to help achieve Brighthouse Financial’s vision of becoming a world-class leader in the insurance, retirement savings, and employee benefits industries.

 

 

MetLife is a proud equal opportunity/affirmative action employer committed to attracting, retaining, and maximizing the performance of a diverse and inclusive workforce. It is MetLife's policy to ensure equal employment opportunity without discrimination or harassment based on race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic/civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.

MetLife maintains a drug-free workplace.

For immediate consideration, click the Apply Now button. You will be directed to complete an on-line profile. Upon completion, you will receive an automated confirmation email verifying you have successfully applied to the job.

Requisition #: 49302 


A little about us:
MetLife offers life insurance, disability income insurance, car insurance, employee benefits and more.

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