Compliance Officer IV

  • Company: Adecco
  • Location: New York, New York
  • Posted: February 03, 2017
  • Reference ID: 1046265446
Adecco Group has an immediate opening for a full time 9 month immediate hire contract with highly probable extension position for Compliance Analyst in an onsite role in New York, NY 10019. Pay rate: $53.00/hour w-2.

The main function of a Procedure Writer/Reviewer is to provide a high level of administrative support and review of existing procedure manuals to ensuring quality service and professionalism within day to day operations.


Working with SME to review and document day to day functional procedures for Prime Brokerage Operations and ensure the process is accurate and aligned to requirements for LOB
Apply appropriate due diligence ensuring accuracy and preparing and promptly completing all required supporting documentation (reviewing current policy/procedures and ensure proper documentation of the functional day to day process)
Schedule, organize, prepare and coordinate meetings with LOB and key Stakeholders to review current process and capture details.
Maintain document and ensuring content of procedures is accurate


Brokerage/securities/financial industry exp. & a keen interest in this field
Excellent communication skills (written and verbal) and be able to analyze and form an opinion
8 years in Banking / Financial Industry Experience
8 years of ensuring alignment of the policy/procedure and the internal Policy Standards
8 years experience as a Policy Writer
5 years of Securities experience

Candidates interested in this Compliance Analyst position should apply IMMEDIATELY. DO NOT DELAY. Please apply now. If you have any questions, you can contact Angie Painter at email:

Important information: This position is being recruited for by Adecco's National Recruitment Center, not your local Adecco Branch Office. If you have questions about the position, you may contact the recruiter recruiting for this position listed above. For other opportunities available at Adecco go to

The Adecco Group is a global leader in HR services. Our group connects over 700,000 associates with our business clients each day through our 6,600 offices in over 70 countries and territories around the world. We offer employment opportunities at any stage in your professional career. Contact us today to discuss available contract and direct hire positions. Adecco Group offers benefits including Holiday, 401(k), Insurance Benefit Plans.

Equal Opportunity Employer Minorities/Women/Veterans/Disable

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