Compliance Analyst
Location:
La Honda , California
Posted:
October 18, 2017
Reference:
00412-9500789784

A prestigious investment firm in Palo Alto is seeking a Brokerage Compliance Supervisor to join their team immediately! This Brokerage Compliance Supervisor will be tasked with supervising registration of broker dealers, retail and customer activities, and more. This Brokerage Compliance Supervisor is REQUIRED to have an active Series 24. As a Brokerage Compliance Supervisor with this investment firm you will have the opportunity to work in a collaborative team environment with a company that puts their employees first. If you are a Brokerage Compliance Supervisor and would like to hear more about this opportunity with this investment firm send your resume directly to katie.mcdonald@roberthalffs.com today as we will be setting up interviews this week and next. This is a temporary position with the potential of becoming permanent depending on performance. This position will pay up to $57/hr DOE with the average pay being $47/hr. Success driven candidates who are available to start immediately and are currently living in San Francisco are encouraged to apply today!! Duties Include: - Supervising the registration of broker-dealer activities - Supervising general broker-dealer activities - Supervising retail and customer related activities - Supervising trading and market making activities - Supervising investment banking research - Additional duties as needed Apply directly to katie.mcdonald@roberthalffs.com


A little about us:
Founded in 1948, Robert Half (NYSE: RHI) is the world's first and largest specialized staffing services firm.

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