Distributor Due Diligence Compliance Coordinator
Posted: January 12, 2017
Reference ID: 1167707662
The main responsibilities for this position include but are not limited to:
-Conduct due diligence for potential Small Business Clients. Due diligence includes verification of business account accuracy, CIP checks, OFAC checks, negative news and ensuring all required documentation is submitted.
-Assist the OFAC Sanctions Team with monitoring, reporting, and clearing of client OFAC alerts.
-Track and communicate the status of new small business verified accounts and general metrics associated with small business verifications.
-Assist the Compliance Supervisor with any Small Business due diligence and verification requests.
-Adhere to strict compliance and regulatory requirements.
-Prefer a Bachelors Degree or relevant work experience with a minimum of 1-3 years of risk management or compliance experience
-Prefer some experience underwriting businesses for credit or relationship risk
-Prefer experience in the banking and/or financial industry
-Ability to consistently meet deadlines and maintain a professional demeanor under stressful conditions
-Detail oriented with excellent research, organizational, and problem-solving skills
-Must be dedicated and focused with demonstrated ability to effectively analyze data from multiple sources in multiple formats from various sources.
-Excellent organizational, communication, presentation, and interpersonal skills
-Expert at multi-tasking
-Excellent PC and technical proficiency in Microsoft Word and PowerPoint