Global Finance Controls Manager, SOX Advisory Team

  • Company: Capital One
  • Location: McLean, Virginia
  • Posted: October 21, 2016
  • Reference ID: R13017
McLean 1 (19050), United States of America, McLean, Virginia

Global Finance Controls Manager, SOX Advisory Team

Global Finance Controls Manager, SOX Advisory Team

The Sarbanes Oxley Advisory team drives excellence in enterprise financial reporting controls and processes. The team is responsible for maintaining a sustainable financial reporting control infrastructure throughout all of the company’s lines of business. Team goals include continuously improving the precision and efficient design of financial reporting controls, identifying and mitigating risks, and increasing awareness and integration of controls throughout the organization.

The Financial Controls Manager will have a diverse and flexible role to work closely with multiple business stakeholders, including Senior Leadership across Global Finance The associate is expected to provide improvement recommendations while delivering against team goals. The associate will have accountability for maintaining the controls infrastructure and monitoring testing for our business processes to validate the design and effectiveness of the company’s internal controls over financial reporting. The associate will also be expected to drive process and control improvements, implement and enforce department standards and engage on horizontal efforts impacting other teams.


  • Perform financial statement and process-level risk assessments to determine the optimal control mix for the Sarbanes Oxley Program.
  • Evaluate Global Finance processes to determine key financial statement risks and identify key internal controls.
  • Interpret and communicate/present appropriate control design to senior leadership
  • Make recommendations for controls and process improvements
  • Document procedures, process maps and process flows
  • Maintain and update controls, test plans, and test calendars
  • Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting
  • Establish and maintain relationships with key stakeholders across the Company
  • Actively seek and leverage knowledge (process, controls and operations)
  • Manage own workload to goal oriented priorities; consistent delivery of timely, error free work
  • Establish a reputation for ability to deliver on commitments and support team strategic goals
  • Other duties as assigned

Basic Qualifications:

  • Bachelor's Degree or relevant military experience
  • At least 4 years of experience in Audit / Accounting Controls

Preferred Qualifications:

  • Bachelor's Degree in Accounting
  • CPA certification or similar
  • 5 years of experience in Auditing / Control Evaluation
  • 2 years of experience in supervising a team of individuals in an accounting/risk department 
  • 5 years of experience in SOX controls

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

Share this Job