Internal Audit Senior Staff - Financial Services
New York , New York
July 01, 2016
Job Summary

The Risk Consulting-Financial Services Senior Staff will be responsible for providing risk management and internal audit services primarily to clients in the financial services industry.  You will be responsible for assisting in planning and managing staff on the engagement, conducting fieldwork, preparing workpapers to support conclusions, reviewing staff workpapers, discussing findings and observations with management during client exit meetings, and preparing written audit reports.  You may be asked to provide routine client assistance such as advice on internal controls approaches, best practices, and helping clients deal with routine issues within the scope of the engagement.


Educational Requirements and Certification:

  • Bachelor’s Degree is required.
  • Major in Accountancy or Finance is preferred.
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or other related financial services professional certification (CBA, CFSA) is a plus.


  • 3-5 years of financial services experience in the areas of internal audit, internal controls assessment, and/or Sox 404 evaluation and testing.
  • Prior experience in internal audit and/or Sox 404 projects within consulting or professional services, or at leading industry public companies.

Skills and Other Job Requirements

  • Willingness to travel 60% or more annually.
  • Internal controls assessment.
  • Risk assessment.
  • Internal audit planning and execution
  • Written and verbal communication of results to stakeholders of projects.
  • Internal control design and effectiveness understanding.
  • Business process flow.
  • GAAP financial accounting and SEC Reporting.
  • Sales and proposal development skills.
  • And any other duty assigned by employer.



Company Overview

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Crowe Horwath LLP ( is one of the largest public accounting and consulting firms in the United States. Under its core purpose of “Building Value with Values®,” Crowe uses its deep industry expertise to provide audit services to public and private entities while also helping clients reach their goals with tax, advisory, risk and performance services. With a total of more than 3,000 personnel, Crowe and its subsidiaries have offices coast to coast. The firm is recognized by many organizations as one of the country's best places to work. Crowe serves clients worldwide as an independent member of Crowe Horwath International, one of the largest global accounting networks in the world, consisting of more than 150 independent accounting and advisory services firms in more than 100 countries around the world.

A little about us:
Crowe Horwath LLP is a public accounting, consulting and technology firm dedicated to connecting specialized knowledge with innovative technology to bring value to our clients.

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