Manager, Audit – Market Risk, Liquidity Risk, and Balance Sheet Management
Location:
McLean , Virginia
Posted:
February 08, 2017
Reference:
R15691
McLean 1 (19050), United States of America, McLean, Virginia

Manager, Audit – Market Risk, Liquidity Risk, and Balance Sheet Management

Corporate Audit Services (CAS), the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization’s Audit and Risk Committee. The CAS department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. CAS professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations. In addition, the CAS vision of Innovate Continually, Perform Brilliantly, and Set the Standard create a dynamic and challenging atmosphere for both personal growth and professional opportunity.

This position, Manager, Risk Management Audit, will lead and/or execute audits of market risk units, liquidity risk units, and Balance Sheet Management within Capital One, including the supervision of audit staff on related audit engagements. Each audit assignment encourages the candidate to apply business, technical and industry knowledge to assess business risk, identify and design risk based tests of key controls, and lead the engagement team in performance of the audit.  The candidate will also provide training and coaching to team members on assignments, and the broader Audit team. The candidate should be able to work independently, with minimal guidance from Audit management, while exercising judgment in risk based assessments. Career development and growth opportunities exist through our established training programs within the Corporate Audit Services team.  The candidate will be expected to maintain all organizational and professional ethical standards.

Here's what we're looking for in an ideal teammate:

  • You adapt to change, embrace bold ideas, and are intellectually curious.  You like to ask questions and test assumptions. 
  • You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results. 
  • You’re a firm believer that data will only make you a better Auditor.  This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.
  • You're a teacher. You have a passion for coaching and investing in the development of your team.
  • Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent.

As one of the “100 Best Companies to Work For,” you can look forward to coming to work every day with a team of people that are committed to excellence and doing the right thing. 

Basic Qualifications:

  • Bachelor’s degree or military experience
  • At least 5 years of experience in auditing, at least 5 years of experience in liquidity risk management, at least 5 years of experience in market risk management/Market Risk Rule, at least 5 years of experience in balance sheet management, or a combination
  • At least 2 years of experience leading audits and performing in the role of auditor-in-charge

Preferred Qualifications:

  • Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
  • Certified Internal Auditor (CIA), Certified Investments and Derivatives Auditor (CIDA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA)
  • 7+ years of experience in auditing, 7+ years of experience in treasury, 7+ years of experience in market risk management, 7+ years of experience in liquidity risk management, 7+ years of experience in balance sheet management, or a combination
  • 3+ years of experience in a bank or 3+ years of experience in a financial services firm
  • 1+ years of experience with data analytics tools in support of internal audit

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


A little about us:
Headquartered in McLean, Virginia, Capital One® offers a broad array of financial products and services to consumers.

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