Manager, Risk Management - Home Loans Exams and Audits
Location:
Plano , Texas
Posted:
January 27, 2017
Reference:
R15274
Plano 2 (31062), United States of America, Plano, Texas

Manager, Risk Management - Home Loans Exams and Audits

o you like working in the spotlight?  Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as develop and implement innovative solutions? As a Risk Manager at Capital One you’ll be responsible for working with business partners to identify and mitigate potential risks to Capital One.

Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable. In this role you will be the main point of contact for audit and exams working directly with Internal Audit and Federal Regulators. Risk Managers at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills.  They have a high level of exposure across all of Capital One and have the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.

Responsibilities:

  • Manage Exams and Audits on behalf of all of Capital One Home Loans;
  • Assist Auto Finance Operational Teams in the preparation for upcoming Regulatory Exams and Internal Audits;
  • Assist in closing any gaps in controls and correcting control deficiencies and issues in a timely manner to help maintain a secure and compliant operating environment;
  • Provide independent guidance and advice to the business in implementing risk policies and programs;
  • Identify, assess and manage risk, including emerging risks and regulatory focus areas, providing appropriate documentation of such risks and the associated controls;
  • Have a clear understanding of business strategies, products, services, and risk profile;
  • Act as an independent and effective challenger of the business;
  • Create and maintain appropriate processes and procedures to self-identify, assess, document, control and manage risks;
  • Design, implement and execute on an adequate combination of preventive and detective controls;
  • Ensure independent escalation of risk management gaps, issues, and concerns to both executive management and when appropriate, the Board of Directors, including emerging risks and regulatory focus areas

Qualifications

Basic Qualifications:

- Bachelor’s Degree or military experience

- At least 5 years of Financial Services Experience

- At least3 years of Financial Services Risk Management Experience

- At least3 years of experience supporting, partnering and interacting with internal business clients

- At least 2 years of experience in performing or managing Regulatory Exams or At least 2 years of experience in performing Internal Audits

Preferred Qualifications:

- At least 5 years of Financial Services Risk Management experience

- At least 3 years of experience managing Regulatory Exams and Internal Audits

- At least 2 years of Auto Finance experience

- At least 2 years of experience as acting Exam Lead or Auditor In Charge (AIC) on Regulatory Exams or Internal Audits

- At least 2 years of experience setting direction, managing expectations and leading cross-functional teams

- Professional Certification related to Audit, Compliance, or Project Management (CIA, CRMA, CFE, PMP, etc)

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.   


A little about us:
Headquartered in McLean, Virginia, Capital One® offers a broad array of financial products and services to consumers.

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