Principal Compliance Coordinator – AML Advisory Shared Services
Location:
Wilmington , Delaware
Posted:
February 08, 2017
Reference:
R18390
Oliver Evans (18222), United States of America, Wilmington, Delaware

Principal Compliance Coordinator – AML Advisory Shared Services

Job Level: Principal Coordinator

The Compliance Principal Coordinator performs a support role in Compliance to help ensure corporate initiatives and departmental processes comply with applicable laws and regulations.  The Compliance Principal Coordinator works within the Compliance Management Program framework and is responsible for delivering on specific tasks and repeatable processes.  The Compliance Associate interacts primarily with associates in the department, but may also work directly with other business area associates.


Responsibilities:

-Support AML (Anti-Money Laundering) Advisory Program through expert advice, influence adjustments to the processes, procedures
-Assist the AML Advisory Program in the development and maintenance of the Compliance Program documentation standards
-Identify industry AML trends in data and proactively provide resources on those identified external and internal risks
-Assist in capturing, maintaining, and analyzing capacity resources data within the AML Advisory programs, interpreting it to ensure consistency and adequate
-Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary
-Identify trends in data and proactively advise on identified external and internal risks

The Person:
We are looking for individuals who excel in a team environment, have strong communication skills, attention to detail, and the ability to adapt to change quickly. This is a great opportunity to begin your career in the field of process management.

Basic Qualifications:
- High School Diploma, GED, equivalent certification, or military experience
- At least 1 year of Compliance experience, or at least 1 year of Audit experience, or at least 1 year of Risk Management experience


Preferred Qualifications:
- Bachelors Degree
-  2 years of Compliance experience, or 2 years of Audit experience, or 2 years of Risk Management experience  

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


A little about us:
Headquartered in McLean, Virginia, Capital One® offers a broad array of financial products and services to consumers.

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