Principal Controls and Risk Specialist
Location:
Plano , Texas
Posted:
February 08, 2017
Reference:
R17448
Plano 6 (31066), United States of America, Plano, Texas

Principal Controls and Risk Specialist

Do you like working in the spotlight? Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as develop and implement innovative solutions? As a Principal Risk Associate at Capital One you’ll be responsible for working with business partners to identify and mitigate potential risks to Capital One. Principal Risk Associates at Capital One are the front line of defense to ensure our Company remains stable and profitable.

Principal Risk Associates at Capital One are highly motivated Risk Management professionals with excellent organizational, problem solving, and communication skills. They have a high level of exposure across lines of business and have the opportunity to create and implement innovative solutions to identify and mitigate potential risks to the Company.


  • Support Process Managers/Owners in the implementation of Capital One Auto Finance’s (COAF’s) process management system (SLQ2CQ)
  • Partner with Process Owners and Operations Leadership to ensure effective business controls are established and maintained 
  • Perform proactive, very detailed Control reviews for sufficiency and documentation. Develop and communicate recommendations to Process Owners
  • Participate in the design and execution of SLQ2CQ program and process level improvement initiatives
  • Provide monthly status/input/updates for risk reporting to Senior Leadership
  • Represent the Auto Finance Business Risk Office on working teams for enterprise-wide risk management programs and initiatives
  • Serve as a COAF SLQ2CQ champion by identifying, recognizing/celebrating, and communicating system and people successes


- Bachelors Degree or military experience
- At least 3 years of Financial Services Risk Management Experience 



- 2 years of experience supporting, partnering and interacting with internal business clients

- 2 years of Project Management experience leading cross functional projects and programs in Risk 
- SLQ2CQ experience, or Six Sigma, or LEAN certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


A little about us:
Headquartered in McLean, Virginia, Capital One® offers a broad array of financial products and services to consumers.

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