Principal KYC Coordinator, Risk Ops

  • Company: Capital One
  • Location: Richmond, Virginia
  • Posted: January 08, 2017
  • Reference ID: R16971
West Creek 8 (12080), United States of America, Richmond, Virginia

Principal KYC Coordinator, Risk Ops

This position is for a Principal KYC Coordinator. It is focused on the upfront and ongoing identity management of Small Business Customers.


  • Review incoming alerts from AML monitoring systems to update applicable CIP/KYC data elements
  • Review branch-opened accounts to ensure compliance with CIP/KYC requirements and documentation
  • Perform ongoing CIP/KYC reviews  to ensure accuracy and completeness
  • Maintain and apply  knowledge of applicable Federal Regulatory requirements and industry trends, including but not limited to CIP/KYC and identity theft red flags
  • Coordinate with various departments, bank divisions, customers and customer service teams to ensure timely and effective resolution of CIP/KYC requirements
  • Educate customers on CIP/KYC requirements
  • Exhibit strong leadership skills, excellent work ethic, teamwork and initiative
  • Support additional duties as assigned

Basic Qualifications:

  • High school diploma, GED, equivalent certification or military experience
  • At least 1 year of experience in Financial Services
  • At least 1 year of identify management (CIP/KYC)
  • At least 1 year of risk management and fraud prevention

Preferred Qualifications: 

  • Bachelor’s Degree
  • At least 3 years of experience in Financial Services
  • Proficient in Excel

At this time, Capital One will not sponsor a new applicant for employment authorization for this position. 

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