Retirement Solutions Risk Officer
New York , New York
January 04, 2017
•Establish relationship and open lines of communication with Businesses to ensure guidelines and initiatives are understood
•Develop reports and templates to provide senior management with summary view of Risk environment
•Coordinate and prepare for Business Audit & Regulatory Exams
•Overall Program Support to provide guidance and leadership on controls, controls substantiation, root cause analysis, etc.
•Risk and Control Self-Assessment (RCSA) support for Retirement Solutions and various Product or Business Areas within Consulting Group
•Implement Risk Priorities and Projects
•Segregation of Duties Management
•Employee Entitlement Coordination
•Vendor Oversight Lead
•Business Coverage for Audit & Business Action Plans
•Perform third-party on-site examinations (i.e., General Agency Reviews)


•Self-starter, high energy and motivated to innovate and problem solve
•Thorough understanding of Retirement products and services
•Working knowledge of the RCSA policies, procedures, and practices
•Demonstrated strong understanding of Compliance and Audit practices
•Excellent analytical and problem solving skills
•Demonstrated ability to work independently, promote teamwork and execute sound reasoning and judgment
•Excellent oral and written communication skills
•Exemplary interpersonal and client service skills
•Ability to take initiative, analyze, summarize, and communicate effectively orally and in writing
•Ability to form relationships and build a network throughout the SAS organization
•Positive attitude - capable of working well under pressure, solicit and incorporate feedback while delivering on high priority, time sensitive initiatives
•Strong attention to detail and ability to self-manage time
•Ability to prioritize alternative solutions, drive results and influence in a diverse environment
•Forward thinking and able to anticipate business needs before they arise
•Strong working knowledge of MS Office (Microsoft Word. Excel and PowerPoint).

-Series 7 & 66 licensing preferred

A little about us:
Since its founding in 1935, Morgan Stanley and its people have helped redefine the meaning of financial services.

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