Senior Compliance Analyst - Brighthouse Financial
Location:
Charlotte , North Carolina
Posted:
May 23, 2017
Reference:
40126-en_US

                        

 

 

 

Job Location: United States : North Carolina : Charlotte  

 

 

In January 2016, MetLife announced a plan to pursue the separation of a substantial portion of its U.S. Retail segment. Once separated, the new business will be called Brighthouse Financial.

Brighthouse Financial will serve customers the way they want, need and deserve. It will focus on eliminating the complexity, confusion and cost that can get in the way of many Americans who are seeking financial security. We will bring products to the market that add value to our customers’ lives, and will be guided by a common set of values that focus on the customer and drive accountability.

Brighthouse Financial is seeking high-performing team members who are passionate about the company’s mission.  We are laser-focused on adding value to our customers and minimizing complexity in every decision and action. We are building high performing teams who set the bar high and hold each other accountable.

 

Successful incumbent will join the Compliance Operations team at Brighthouse Financial (or, the “Company”) and will be expected to contribute to one or more of the following activities in support of the Company’s Compliance Operations activity:  Sales Material Review, Producer Due Diligence, Associate Disclosures (Outside Business Activities, Private Securities Transactions, Political Contributions, and Gifts & Business Entertainment), Personal Trading Oversight; and responding to Customer Complaints.

 

 

 

  1. Review Brighthouse life insurance and annuity sales and marketing material and associate disclosures in accordance with applicable rules and Company policies and procedures.  Engage subject matter experts and business partners, as appropriate;
  2. Respond to customer complaints within prescribed timelines from initial stages through final resolution and identify and recommend process improvements, as needed.  Take strategic action to potentially reduce complaint volumes based on identified trends or patterns;
  3. Perform monitoring and testing to determine the effectiveness of established controls designed to mitigate compliance risk.  Use these results to identify control deficiencies and make recommendations for improvement;
  4. Support the Company’s Due Diligence program, including responding to requests from business partners and providing recommendations regarding high-risk brokers.

     

     

 

  1. 3-5+ years of relevant experience in the financial services industry;

     

  2. Knowledge of the regulatory requirements in the insurance and securities industries;
  3. FINRA Series 6, 7, 24, or 26 preferred;
  4. A strong working knowledge of insurance and annuity products;
  5. Strong negotiation skills and ability to be a business partner and creative thinker capable of understanding and finding appropriate solutions to business needs;
  6. Ability to work independently and as part of a larger team;
  7. Excellent verbal and written communication skills.

     

 

 

 

Legal/Compliance

 

 

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MetLife is a proud equal opportunity/affirmative action employer committed to attracting, retaining, and maximizing the performance of a diverse and inclusive workforce. It is MetLife's policy to ensure equal employment opportunity without discrimination or harassment based on race, color, religion, sex (including pregnancy, childbirth, or related medical conditions), sexual orientation, gender identity or expression, age, disability, national origin, marital or domestic/civil partnership status, genetic information, citizenship status, uniformed service member or veteran status, or any other characteristic protected by law.

MetLife maintains a drug-free workplace.

For immediate consideration, click the Apply Now button. You will be directed to complete an on-line profile. Upon completion, you will receive an automated confirmation email verifying you have successfully applied to the job.

Requisition #: 40126 


A little about us:
MetLife offers life insurance, disability income insurance, car insurance, employee benefits and more.

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