Sr Analyst, Investment Ops
Minneapolis , Minnesota
October 16, 2017
Job Description



Nuveen is the investment management arm of TIAA. It is one of the largest global asset managers with specialist knowledge across a wide array of asset classes, including fixed income, equities and alternatives.  Nuveen is driven not only by the independent investment processes across the firm, but also the insights, risk management, analytics and other tools and resources a truly world-class platform provides. As a global asset manager, our mission is to work in partnership with our clients to create outcome-focused solutions to help them secure their financial future.  For more information about the firm please visit our website at



The Sr. Investment Ops Analyst is responsible for providing both domestic and international post-execution trade support for the equity and fixed income trading desks.  Key responsibilities include working daily with confirmations to ensure proper settlement of securities, communicating security transactions to custodians and act as liaison between the broker/dealer and custodian for all trade settlement issues.



  • Reconcile confirmations between DTC and the portfolio management system for assigned brokers

  • Function as liaison for broker/dealers, custodians, traders and internal clients for trade settlement related issues

  • This group shares a group e-mail and group phone line and all Trade Settlement Specialists are responsible to monitor those throughout the day

  • Escalate issues appropriately and according to escalation policies

  • Responsible for gathering data as requested

  • Create and maintain documentation on policies and procedures

  • Settling of multiple urgent trade requests

  • Key go to resource for analysts on team

  • Other duties as requested.



  • Basic understanding of investments and investment instruments
  • Strong analytical, problem solving and organizational skills
  • Well-developed interpersonal and written and verbal communication skills
  • Bachelor’s Degree in business or equivalent work experience
  • Strong attention to detail, good communication, analytical and problem solving skills
  • 2 years international settlements experience


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