Sr. Director, Audit – Treasury, Capital Markets & Accounting

  • Company: Capital One
  • Location: McLean, Virginia
  • Posted: December 07, 2016
  • Reference ID: R15515
Locations: VA - McLean, United States of America, McLean, Virginia

Sr. Director, Audit – Treasury, Capital Markets & Accounting

This Senior Director of Audit for Treasury, Capital Markets & Accounting will direct an advanced level professional internal audit work. This will include managing and conducting operational, financial and compliance audit projects; providing major input to the development of the annual audit plan and providing training; and coaching and supervising the internal audit staff. You will maintain all organizational and professional ethical standards, work independently under general supervision and exercise some latitude for initiative and independent judgment. 

- Manage internal audit staff responsible for auditing Treasury, Capital Markets, Accounting, Finance and related Risk Management (Market, Liquidity, Capital) functions as well as other diverse lines of business and specialty areas. Provide major input to audit engagement planning and fieldwork, as well as identification, development and documentation of audit issues, and recommendations for their improvement. 
- Provide subject matter expertise in the areas of Accounting, Treasury, Capital Markets, related Risk Management functions, as well as have an understanding of Basel II, 2.5, and III requirements related to market risk, equity and securitization treatments and capital calculations. 
- Manage the implementation of audit procedures, including, but not limited to identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures. Oversee the identification and evaluation of Capital One risk. 
- Assist the Vice President and Managing Vice President in the planning, organizing, directing and monitoring of internal audit operations and have staff management responsibilities including hiring, training, and evaluating staff, and taking corrective action. 
- Manage the implementation of audit procedures, including (but not limited to) identifying and defining issues, reviewing and analyzing evidence, and documenting auditee processes and procedures, and prepare value added audit reports. 

Here's what we're looking for in an ideal teammate:

  • You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.
  • You’re a firm believer that a rich understanding of data, innovation, and technical knowledge will only make you a better Auditor. This will require leveraging the power of data analytics and furthering your technical know how, so you’ll want to ensure that technology doesn’t scare you off.
  • You're a teacher. You have a passion for coaching and investing in the betterment of your team.
  • Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent.

As one of the “100 Best Companies to Work For,” you can look forward to coming to work every day with a team of people that are committed to excellence and doing the right thing. 

Basic Qualifications:

  • Bachelor’s Degree or military experience 
  • At least 10 years of experience in auditing, at least 10 years of experience in risk management, or a combination
  • At least 8 years of experience in capital markets, treasury and accounting
  • At least 8 years of experience in leading audit engagements or in project management
  • At least 3 years of experience in banking or the financial services industry

Preferred Qualifications:

  • Master’s Degree in Auditing, Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM), Certified Investments and Derivatives Auditor (CIDA) or Chartered Financial Analyst (CFA)
  • 1+ years of experience with data analytics tools in support of internal audit

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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