Sr Manager, Audit

  • Company: Capital One
  • Location: Richmond, Virginia
  • Posted: June 12, 2016
  • Reference ID: R4753
Locations: VA - Richmond, United States of America, Richmond, Virginia

Sr Manager, Audit

Corporate Audit Services (CAS), the Internal Audit function within Capital One, is a dedicated group of audit professionals focused on delivering top quality assurance services to the organization’s Audit and Risk Committee. The CAS department is considered one of the leading internal audit functions within the financial services industry and is highly regarded within Capital One. CAS professionals are experienced, well-trained and credentialed, and operate within a highly collaborative team environment to deliver value added opinions and recommendations. In addition, the CAS vision of Innovate Continually, Perform Brilliantly, and Set the Standard create a dynamic and challenging atmosphere for both personal growth and professional opportunity.

An Audit Sr. Manager on the US Card team will be responsible for the coordination and execution of audit and risk management services to Card Services.  Additionally, the individual will play a key role in team and departmental operations and initiatives, including but not limited to: 

  • Assisting in development of the Annual Audit Plan and dynamic planning exercises
  • Preparing communications and updates for auditees, such as initial audit plan presentation and quarterly updates
  • Prepare quarterly updates for regulators on audit status and respond to regulator requests for information

Each audit assignment encourages the Candidate to apply business, technical and industry knowledge to assess business risk, identify and design risk based tests of key controls, and lead the engagement team in performance of the audit.  The candidate will also provide training and coaching to team members on assignments, and the broader Audit team. The candidate should be able to work independently, with minimal guidance from Audit management, while exercising judgment in risk based assessments. Career development and growth opportunities exist through our established training programs within the Corporate Audit Services team.  The candidate will be expected to maintain all organizational and professional ethical standards.

Here's what we're looking for in an ideal teammate:

  • You believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One’s governance, risk management, and internal control processes.
  • You adapt to change, embrace bold ideas, and are intellectually curious. You like to ask questions, test assumptions, and challenge conventional thinking.
  • You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audit’s value proposition.
  • You’re a firm believer that a rich understanding of data, innovation, and technical knowledge will only make you a better Auditor. This will require leveraging the power of data analytics and furthering your technical know how, so you’ll want to ensure that technology doesn’t scare you off.
  • You're a teacher. You have a passion for coaching and investing in the betterment of your team.
  • Lastly, you create energy and an environment that make it easy to attract, hire, and retain top talent.

As one of the “100 Best Companies to Work For,” you can look forward to coming to work every day with a team of people that are committed to excellence and doing the right thing. 

Basic Qualifications:

- Bachelors Degree or military experience

- At least 6 years of experience in auditing, at least 6 years of experience in financial analysis, at least 6 years of experience in compliance or combined experience

- At least 3 years of experience leading audits and performing in the role of auditor-in-charge

-  At least 3 years of people management experience

Preferred Qualifications:

- Master’s Degree in Accounting or Master’s Degree in Finance or Master’s Degree in Economics or Master’s Degree in Information Systems or Master of Business Administration

-  Certified Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or Certified Bank Auditor (CBA)

- 8+ years of experience in audit professional practices or experience in leading audits and performing in the role of auditor-in-charge

- 4+ years of experience in a large financial services institution or experience servicing a large financial services institution

- 3+ years of experience auditing credit card products

- 1+ years of experience with data analytics tools in support of internal audit

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

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