You are an experienced Registered Investment Advisor (RIA) leader, you are hands-on and ready to lead home office operational activities for an investment advisor servicing retail affluent and mass affluent customers. You will be responsible for creating and maintaining processes that achieve a high level of operational efficiency while maintaining proper internal controls to meet the changing business needs. You are a growth oriented person and can scale a small team that can grow quickly over time. You feel confident establishing connectivity across multiple geographical locations in the firm.
You have a focused work ethic, can deliver on impactful outcomes, and have a proven track record in leading teams to operate efficiently and nimbly. You will establish well controlled processes that positively impact customer experiences through the foundation of effective business operations.
You will help shape, direct and execute the business vision and be challenged to blend customer-centric principles and regulatory complexity. You will report to Prudential’s COO Advisory Services and work in an exciting and engaging environment. You will be encouraged to expand skills, scale as we grow, share new ideas, and, most importantly, have fun.
Key Job Functions